Compliance & Governance

Regulated. Disclosed. Accountable.

AMPL Asset Management operates under a SEBI regulatory framework. Every mandate is governed by the same disclosure and grievance-redressal standards.

Annexure B

Complaint Data

Select the relevant service line to view the latest complaint-data disclosure.

Complaint Data for Portfolio Management Services (PMS)

Data for the month ending September 30th, 2026

Sr. No.	Received from	Pending at the end of last month	Received	Resolved*	Total pending	Pending complaints > 3 months	Average resolution time ^ (in days)
1	Directly from Investors	NIL	NIL	NIL	NIL	NIL	–
2	SEBI (SCORES)	NIL	NIL	NIL	NIL	NIL	–
3	Other Sources (if any)	NIL	NIL	NIL	NIL	NIL	–
Grand Total		NIL	NIL	NIL	NIL	NIL	–

^ Average resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by the total number of complaints resolved in the current month.

Trend of monthly disposal of complaints

Sr. No.	Month	Carried forward from previous month	Received	Resolved*	Pending#
1	September 2026	NIL	NIL	NIL	NIL
2	August 2026	NIL	NIL	NIL	NIL
3	July 2026	NIL	NIL	NIL	NIL
4	June 2026	NIL	NIL	NIL	NIL
5	May 2026	NIL	NIL	NIL	NIL
6	April 2026	NIL	NIL	NIL	NIL
7	March 2026	NIL	NIL	NIL	NIL
8	February 2026	NIL	NIL	NIL	NIL
9	January 2026	NIL	NIL	NIL	NIL
10	December 2025	NIL	NIL	NIL	NIL
11	November 2025	NIL	NIL	NIL	NIL
12	October 2025	NIL	NIL	NIL	NIL
13	September 2025	NIL	NIL	NIL	NIL
14	August 2025	NIL	NIL	NIL	NIL
15	July 2025	NIL	NIL	NIL	NIL
16	June 2025	NIL	NIL	NIL	NIL
17	May 2025	NIL	NIL	NIL	NIL
18	April 2025	NIL	NIL	NIL	NIL
19	March 2025	NIL	NIL	NIL	NIL
20	February 2025	NIL	NIL	NIL	NIL
21	January 2025	NIL	NIL	NIL	NIL
22	December 2024	NIL	NIL	NIL	NIL
23	October 2024	NIL	NIL	NIL	NIL
24	September 2024	NIL	NIL	NIL	NIL
25	August 2024	NIL	NIL	NIL	NIL
26	July 2024	NIL	NIL	NIL	NIL
27	June 2024	NIL	NIL	NIL	NIL
28	May 2024	NIL	NIL	NIL	NIL
29	Apr 2024	NIL	NIL	NIL	NIL
30	March 2024	NIL	NIL	NIL	NIL
31	February 2024	NIL	NIL	NIL	NIL
32	January 2024	NIL	NIL	NIL	NIL
33	December 2023	NIL	NIL	NIL	NIL
34	November 2023	NIL	NIL	NIL	NIL
35	October 2023	NIL	NIL	NIL	NIL
36	September 2023	NIL	NIL	NIL	NIL
37	August 2023	NIL	NIL	NIL	NIL
38	July 2023	NIL	NIL	NIL	NIL
39	June 2023	NIL	NIL	NIL	NIL

* Inclusive of complaints of previous months resolved in the current month. # Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints

Sr. No.	Year	Carried forward from previous year	Received	Resolved**	Pending##
1	2025-2026	NIL	NIL	NIL	NIL
1	2024-2025	NIL	NIL	NIL	NIL
2	2023-2024	NIL	NIL	NIL	NIL

** Inclusive of complaints of previous years resolved in the current year. ## Inclusive of complaints pending as on the last day of the year.

Investor Grievance

Escalation Matrix

If you are not satisfied with our response, you may lodge your grievance with SEBI through the SCORES platform at https://scores.sebi.gov.in/ or write to any of the SEBI offices. If you remain dissatisfied with the resolution, you may access the Online Dispute Resolution (ODR) Portal established by SEBI in accordance with SEBI Circular No. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023, titled "Online Resolution of Disputes in the Indian Securities Market." The ODR Portal facilitates dispute resolution through conciliation and online arbitration and can be accessed at https://smartodr.in/. Alternatively, you may also contact us for any complaints or grievances using the contact details provided below.

General Queries

Name:: Manish Kajare
Email:: amcsupport@credentglobal.com

Service Desk

Name:: Amogh Patil
Email:: pms@credentglobal.com

Investor Relations

Name:: Harshal Gosrani
Email:: pms@credentglobal.com

Compliance Queries

Name:: Preeti Sethi
Email:: compliance@credentglobal.com

Regulated Asset Management Platform

Operates under SEBI's regulatory framework for investment management and advisory services.

SEBI AIF — Category II & III

Alternative Investment Funds registered with the Securities and Exchange Board of India.

SEBI Portfolio Manager

Registered Portfolio Management Services provider operating discretionary mandates.

SEBI Registered Investment Advisor

SEBI-registered RIA authorised to provide investment advisory Services.